Legal Information

Please review the following important notices

This content pertains to legal compliance, disclosures, risk advisories, and regional service restrictions applicable to users accessing and utilizing Rckb's website and related services. To ensure full understanding of your rights and obligations, please carefully review the following terms before proceeding.

 

Legal Information

Rckb Investment Fund Co., Ltd. (hereinafter referred to as "Rckb") is an international investment management company registered and established under U.S. law. Its operations comply with applicable U.S. financial regulatory requirements, including but not limited to the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and relevant regulatory rules issued by the U.S. Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN).

Rckb operates as an independent investment management platform, adhering to compliance and transparency standards across its venture capital, private equity, secondary market strategies, and fund asset management businesses. The company has established internal compliance systems covering core areas such as capital management, client identification (KYC/AML), information disclosure, risk management, and internal audits to ensure all operations align with legal requirements and regulatory expectations.

All financial products and investment services carry inherent risks. Past performance is not indicative of future results. Capital markets are subject to uncertainty, and invested principal may incur losses—particularly during periods of limited liquidity, valuation volatility, or market corrections, where returns may be materially affected.

Rckb prioritizes client data protection, strictly complying with U.S. and relevant regional data privacy regulations to safeguard the integrity and confidentiality of all business data, transaction records, and user information. All content on this website, including but not limited to text, images, structure, data, and technical solutions, is protected under applicable intellectual property laws. No content may be reproduced, disseminated, or used for commercial purposes without Rckb's prior written consent.

The laws of the United States govern this website and all its content. Any disputes shall be resolved exclusively by courts within the jurisdiction of Rckb's place of registration.

 

Information Disclosure

Rckb adheres to principles of information symmetry and transparency, providing investors with accurate and verifiable business and financial data. Institutionalized processes ensure clear presentation of all product structures, management fees, and risk exposures.

Regular disclosures include, but are not limited to: Asset allocation reports, Fund NAV updates, Material event notices, Regulatory filings. Disclosure frequency, content scope, and formats comply with fund characteristics, applicable regulations, and client agreements. Rckb makes no forward-looking return guarantees—all data communications are fact-based and avoid misleading representations.


Risk Disclosure

All financial investments involve varying degrees of risk, including but not limited to market volatility, liquidity risk, valuation uncertainty, and geopolitical factors. None of the products or strategies managed by Rckb guarantee or promise any form of returns.

Certain asset classes (such as private equity, emerging enterprises, and structured products) may involve extended holding periods and lower liquidity, and are suitable only for qualified investors with corresponding risk tolerance. Prior to making investment decisions, investors should fully understand the nature of the products and their potential financial implications, and seek independent professional advice when necessary.

 

Jurisdictional Service Restriction

Rckb offers services solely to qualified clients in select jurisdictions. Our products and services are structured in compliance with applicable national/regional laws, regulatory policies, and market access rules, and are not promoted in territories where investment management activities are prohibited or restricted.

No content on this website constitutes an offer of investment services to any entity in legally prohibited or restricted regions. Users must independently assess and ensure the legality of accessing this website and related services under their local jurisdictional laws.

Rckb reserves the right to modify service scope and eligibility criteria in response to legal developments across jurisdictions.